Liability for Content

The content on our website was created with great care. Yet, we cannot guarantee its validity, integrity and topicality. As a service contractor, we are responsible for our own content on these pages according to § 7 Abs. 1 TMG and the general law. Yet, we are not obliged to monitor transmitted or saved foreign information, or to research into circumstances which indicate illegal actions, according to §§ 8 to 10 TMG. Nevertheless, obligations to remove or block the use of information in accordance with general laws remain unchallanged. A liability hereof is only possible from to moment of knowledge of the specific infringement. After the infringement becomes known, we will remove the concerned content and information immediately.

Copyright

The content and works on these pages created by the website operator are subject to the German copyright. Their reproduction, processing, spreading and any kind of utilization outside of the boundaries of the copyright require the written approval of their respective author or creator. Downloads and copies of this website are only allowed for private, uncommercial use. Content on this page which was not created by the website operator is subject to the copyright of third parties. Third party content will be marked as such. Should you acknowledge a copyright infringement, we kindly ask you to contact us. After the infringement becomes known, we will remove the concerned content and information immediately.

Client Information in accordance with Article 47 of Delegated Regulation (EU) 2017/565

Being an Asset Management company, we are obliged according to Section 63 (7) of the Securities Trading Act (WpHG) to inform our customers (hereinafter referred to as “clients”) about us and our services as follows:

Information on Corporate Communication

Our communication languages are German and English. You can reach us by phone and e-mail using the contact details above as well as via the contact form on our website. We would be happy to arrange an appointment with you for a personal conversation in our business premises at the above address or visit you in your business premises by arrangement.

Regarding the type, frequency and timing of our reporting on the services provided, we refer to the individual agreements in the client contract.

Supervisory Authority and License

Resonanz Capital is a regulated Financial Services Firm that holds the following licenes:

• Investment brokerage (section 2 sentence 2 no. 3 WpIG)
• Investment advice (section 2 sentence 2 no. 4 WpIG)
• Financial portfolio management (section 2 sentence 2 no. 9 WpIG)

Our license is limited to the extent that we are not authorized to obtain ownership or possession of funds or securities from clients. Also, we are not authorized to manage accounts and custody accounts, we do not accept funds, we do not hold financial instruments and we are neither authorized to advise private customers nor to manage their assets.

Responsible supervisory authority:

Bundesanstalt für Finanzdienstleistungsaufsicht (German Federal Financial Supervisory Authority)
Marie-Curie-Str. 24-28
60439 Frankfurt

Complaints

You can notify us on any complaints you may have by phone or email using the contact details below.

complaints@resonanzcapital.com or Tel. +49 69 9592 907 0

Please give us your name, your contact details and a description of your request. You will immediately receive a letter or email confirming receipt of your complaint or complaint.

We will then endeavour to clarify your concerns as quickly as possible in your interest. If this is not possible within two weeks of receipt, you will receive an interim notification from us by letter or email. You will receive a final notification from us by letter or email within four weeks of receipt. If this is not possible, we will inform you about the reasons for this and our assessment of when the clarification is expected to be completed.

Marketing and Distribution in Switzerland

Resonanz Capital has joined the Swiss ombudsman “Verein Ombudsstelle Finanzdienstleister” (OFD) and fulfils the obligation under Art. 77 FINLEG. Resonanz Capital has not registered employees in the Swiss consultant register, however – being a BaFin-regulated entity – Resonanz Capital is authorized to hold advisory meetings with Swiss Professional Clients in accordance with Art. 4 (3) FINLEG.