Legal Disclaimer

Information according to § 5 TMG:

Resonanz Capital GmbH

Eschersheimer Landstrasse 50-54

60322 Frankfurt am Main

Represented by:

Iliyan Iliev

Ivaylo Zonev

Vincent Weber

Contact:

phone: +49 69 9592 907 0

E-Mail: info@resonanzcapital.com

Register Entry:

Entry in Commercial Registry

Registry Court: Amtsgericht Frankfurt am Main

Registry Number: HRB 104755

VAT-No.:

VAT-No. according to §27 a Umsatzsteuergesetz:

DE306661286

Responsible for Content according to § 55 Abs. 2 RStV:

Iliyan Iliev

Ivaylo Zonev

Vincent Weber

Eschersheimer Landstrasse 50-54

60322 Frankfurt am Main

Liability for Content

The content on our website was created with great care. Yet, we cannot guarantee its validity, integrity and topicality. As a service contractor, we are responsible for our own content on these pages according to § 7 Abs. 1 TMG and the general law. Yet, we are not obliged to monitor transmitted or saved foreign information, or to research into circumstances which indicate illegal actions, according to §§ 8 to 10 TMG. Nevertheless, obligations to remove or ban from the use of information according to general law remain untouched. A liability hereof is only possible from to moment of knowledge of the specific infringement. After the infringement becomes known, we will remove the concerned content and information immediately.

Copyright

The content and works on these pages created by the website operator are subject to the German copyright. Their reproduction, processing, spreading and any kind of utilization outside of the boundaries of the copyright require the written approval of their respective author or creator. Downloads and copies of this website are only allowed for private, uncommercial use. Content on this page which was not created by the website operator is subject to the copyright of third parties. Third party content will be marked as such. Should you acknowledge a copyright infringement, we kindly ask you to contact us. After the infringement becomes known, we will remove the concerned content and information immediately.

Privacy Policy for the Use of Google Analytics

This website uses Google Analytics. Google Analytics is a web analysis service provided by Google Inc. (“Google”). Google Analytics uses so-called “Cookies”. These text files are saved on your computer and allow the analysis of your website use. Google utilizes the data collected to track and examine the use of www.resonanzcapital.com, to prepare reports on its activities and share them with other Google services. Google may use the data collected to contextualize and personalize the ads of its own advertising network. The information generated by the cookie is transmitted to a Google server in the USA and saved there. In the case of an IP anonymization on this website, your IP address will be shortened by Google within the EU countries or in other countries of the agreement.

In exceptional cases, your whole IP address will be transmitted to the Google server in the USA and shortened there. By order of the operator of this website Google will use the information to evaluate your use of the website, in order to create website activity reports and render further services to the website operator. Your IP address will not be joint with other Google data within the scope of Google Analytics.

You can prevent the storage of Cookies by adjusting the settings of your browser software. We want to point out that in this very case, you might not be able to use all the functions of this website. Furthermore, you can prevent the use of Cookies, the use of your data and the processing of your data by Google by downloading and installing the browser plugin available under the following link: http://tools.google.com/dlpage/gaoptout?hl=de.

Client Information in accordance with Article 47 of Delegated Regulation (EU) 2017/565

Being an Asset Management company, we are obliged according to Section 63 (7) of the Securities Trading Act (WpHG) to inform our customers (hereinafter referred to as “clients”) about us and our services as follows:

Imprint

Name   Resonanz Capital GmbH
Address

Eschersheimer Landstr. 50-54,

60322 Frankfurt am Main, Germany

Telephone +49 69 959290711
Email info@resonanzcapital.com
Internet www.resonazcapital.com
Commercial register Frankfurt am Main, HRB 104755
VAT identification number: DE306661286

 

Information on Corporate Communication

Our communication languages are German and English. You can reach us by phone and e-mail using the contact details above as well as via the contact form on our website. We would be happy to arrange an appointment with you for a personal conversation in our business premises at the above address or visit you in your business premises by arrangement.

Regarding the type, frequency and timing of our reporting on the services provided, we refer to the individual agreements in the client contract.

Supervisory Authority and License

The supervisory authority responsible for us is the German Federal Financial Supervisory Authority (BaFin; www.bafin.de) with the addresses Graurheindorfer Straße 108, 53117 Bonn or Marie-Curie-Straße 24-28 60439 Frankfurt am Main.

The license granted to us by BaFin includes the following financial services:

  • Investment brokerage (Section 1 (1a) sentence 2 no. 1 KWG)
  • Investment advice (section 1 (1a) sentence 2 no. 1a KWG)
  • Financial portfolio management (Section 1 (1a) sentence 2 no. 3 KWG)

Our license is limited to the extent that we are not authorized to obtain ownership or possession of funds or securities from clients. Also, we are not authorized to manage accounts and custody accounts, we do not accept funds, we do not hold financial instruments and we are neither authorized to advise private customers nor to manage their assets.

Investor Compensation and Deposit Guarantee Scheme

We are assigned to the German deposit insurance and investor compensation scheme (www.e-d-w.de):

Entschädigungseinrichtung der Wertpapierhandelsunternehmen (EdW)
Behrenstraße 31
10865 Berlin, Germany

Complaints

You can notify us on any complaints you may have by phone or email using the contact details below.

complaints@resonanzcapital.com or Tel. +49 69 9592 907 0

Please give us your name, your contact details and a description of your request. You will immediately receive a letter or email confirming receipt of your complaint or complaint.

We will then endeavour to clarify your concerns as quickly as possible in your interest. If this is not possible within two weeks of receipt, you will receive an interim notification from us by letter or email. You will receive a final notification from us by letter or email within four weeks of receipt. If this is not possible, we will inform you about the reasons for this and our assessment of when the clarification is expected to be completed.

Marketing and Distribution in Switzerland

Resonanz Capital has joined the Swiss ombudsman “Verein Ombudsstelle Finanzdienstleister” (OFD) and fulfils the obligation under Art. 77 FINLEG. Resonanz Capital has not registered employees in the Swiss consultant register, however – being a BaFin-regulated entity – Resonanz Capital is authorized to hold advisory meetings with Swiss Professional Clients in accordance with Art. 4 (3) FINLEG.

Top Five Trading Venues 2020

MiFID provision RTS 28 stipulates that securities companies that execute client orders must each year summarise and publish the five most important trading venues on which they executed client orders in the previous year, measured in terms of trading volumes, in respect of each defined category of financial instrument.

Resonanz Capital executes client orders exclusively for professional clients and exclusively in the equity derivatives category (see table below). In 2020, it only used the Deutsche Bank Group as a broker. In addition, there is a brokerage agreement with BNP Paribas, which only serves as a back-up.

Class of Instrument Equity Derivatives
Client category: Professional Clients
Notification if >1 average trade per business day in the previous year No
Top five execution venues ranked in terms of trading volumes Proportion of volume executed as a percentage of total in that class Proportion of orders executed as percentage of total in that class Percentage of passive orders Percentage of aggressive orders Percentage of directed orders
Deutsche Bank Group 100% 100% N/A 100% N/A
BNP Paribas 0% 0% N/A 0% N/A
Total 100% 100% N/A 100% N/A

Explanation to the table

  • The column “Proportion of volume traded as a percentage of total in that class” shows the share of the executed orders in terms of each financial instrument category, relative to the total volumes of the executed orders for each financial instrument category.
  • The column “Proportion of orders executed as percentage of total in that class” shows the share of the executed orders in terms of each financial instrument category, relative to the total number of executed orders for each financial instrument category.
  • The column “Percentage of passive orders” shows the percentage share of the executed orders in terms of each financial instrument category, providing liquidity (e.g. through limited orders), relative to the total number of executed orders for each financial instrument category.
  • The column “Percentage of aggressive orders” shows the share of the executed orders in terms of each financial instrument category, drawing liquidity (e.g. through best orders), relative to the total number of executed orders for each financial instrument category.
  • The column “Percentage of directed orders” shows the share of the executed orders in terms of each financial instrument category where the client has specified a specific trading centre before the order is executed, relative to the total number of executed orders for each financial instrument category.

Disclosures pursuant to Articles 3, 4 and 5 of the EU Sustainable Finance Disclosure Regulation (SFDR)

Sustainability risks are currently not integrated into Resonanz Capital’s investment decision-making processes.

Also, adverse impacts of investment decisions on sustainability factors are currently not considered. The relevant data, necessary to determine and weight the negative sustainability effects, are not yet available on the market in sufficient scope or in the required quality. In the course of 2022 at the latest, we intend to have developed internal strategies to address the most important adverse sustainability impacts.

Pursuant to Resonanz Capital’s remuneration policy, the firm awards fixed and variable remuneration to staff. Variable remuneration is awarded on a discretionary basis and considers the performance of an individual employee, and the overall financial performance of Resonanz Capital. Since we currently do not include sustainability risks in the investment decision-making process, they have no impact on the remuneration for the time being.